U.S. Securities and Exchange Commission & Exchange-traded Fund News
Exchange-traded Funds
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Latest U.S. Securities and Exchange Commission & Exchange-traded Fund News
- DCS Announces Commencement of Tender Offer 2 Dec 2009 00:50 GMT
... Fund. The Fund has filed with the Securities and Exchange Commission a tender offer statement on Schedule TO ... regarding the in-kind tender offer at the SEC's website at , or from BNY Mellon Shareowner Services, as the ... offers closed-end funds, unit investment trusts and exchange-traded funds. Registered investment products are sold by prospectus ...
- The Asia Tigers Fund, Inc. Announces Earnings For The Twelve Months Ended October 31, 2009 2 Dec 2009 02:21 GMT
... the Fund's net assets) and investments in exchange traded funds totaled $1,251,294 (or 1.72% of ... contained in the Fund's filings with the Securities and Exchange Commission. ...
- SPECIAL REPORT-Who's afraid of high-frequency trading? 2 Dec 2009 06:21 GMT
... The criticism has frustrated high-frequency traders, who are increasingly going public to ... to the fore last year after the SEC briefly banned the short-selling of financial securities. Spreads widened and ... -- like selling the S&P 500 index exchange traded fund when a blue-chip company misses earnings expectations ...
- Who's afraid of high-frequency trading? 2 Dec 2009 07:00 GMT
... The criticism has frustrated high-frequency traders, who are increasingly going public to ... to the fore last year after the SEC briefly banned the short-selling of financial securities. Spreads widened and ... -- like selling the S&P 500 index exchange traded fund when a blue-chip company misses earnings expectations ...
- BlackRock Completes Merger With Barclays Global Investors Includes the Market-Leading iShares Exchange Traded Funds Business 1 Dec 2009 23:34 GMT
... structures including separate accounts, mutual funds, iShares (exchange-traded funds), and other pooled investment vehicles. BlackRock also ... to risk factors previously disclosed in BlackRock's Securities and Exchange Commission ("SEC") reports and those identified elsewhere in ... 10-K and BlackRock's subsequent filings with the SEC, accessible on the SEC's website at , discuss these factors ...
- Pimco, Global X launch ETFs 1 Dec 2009 22:41 GMT
... Co. LLC today launched new actively managed exchange-traded funds. Pimco's second actively managed ETF, the Intermediate ... Vanguard last week filed papers with the Securities and Exchange Commission that would allow it to come out ... too much of a stumbling block. The SEC continues to insist that ETFs provide investors with transparency equal ...
- China Consumer ETF and China Industrials ETF Start Trading on the NYSE Arca 1 Dec 2009 15:11 GMT
... today launched the Global X China Consumer ETF (NYSEArca: ) and Global X China Industrials ... ETF (NYSEArca: ). These are the first ETFs globally that offer investors targeted access to ... registered as an investment adviser with the Securities and Exchange Commission, specializes in innovative international ETFs. For ...
- Direxion To Launch Four New Leveraged ETFs 1 Dec 2009 20:53 GMT
... Direxion, the ETF issuer behind many of the most heavily traded 2x and 3x leveraged ETFs, is planning to launch four more leveraged ... leveraged ETFs, according to filings with the SEC. •Direxion Daily S&P 500 Bull 3x Shares •Direxion Daily ...
- Staples, Healthcare, Defensive ETFs: The Real Reason They're Above Trendlines 1 Dec 2009 14:04 GMT
... It didn’t take long to uncover a quick ditty on the importance of ... Inc., a Registered Investment Adviser with the SEC. The company may hold positions in the ETFs, mutual funds and/or index funds mentioned above. ...
- BUYINS.NET: DBOEY, JNGW, MJN, POPN Have Been Added To Naked Short Lists Today 1 Dec 2009 17:37 GMT
... the trading of securities, such as stocks, exchange-traded funds, exchange-traded commodities, actively managed funds, certificates, reverse ... (primary exchanges) guarded it aggressively. After the SEC passed Regulation SHO, exchanges were forced to allow data ... filings made by such company with the Securities and Exchange Commission. You should consider these factors in evaluating ...
- SEC: Agency expected to nix surprise exam proposal 1 Dec 2009 12:33 GMT
... Attend this FREE conference from your own desk, ... and executives from some of the top ETF providers and research firms lead a mix ...
- BlackRock Completes Merger with Barclays Global Investors 1 Dec 2009 15:50 GMT
... structures including separate accounts, mutual funds, iShares (exchange-traded funds), and other pooled investment vehicles. BlackRock also ... to risk factors previously disclosed in BlackRock's Securities and Exchange Commission ("SEC") reports and those identified elsewhere in ... 10-K and BlackRock's subsequent filings with the SEC, accessible on the SEC's website at , discuss these factors ...
- BlackRock Completes Merger With Barclays Global Investors 1 Dec 2009 23:35 GMT
... structures including separate accounts, mutual funds, iShares (exchange-traded funds), and other pooled investment vehicles. BlackRock also ... to risk factors previously disclosed in BlackRock's Securities and Exchange Commission ("SEC") reports and those identified elsewhere in ... 10-K and BlackRock's subsequent filings with the SEC, accessible on the SEC's website at and on BlackRock's website ...
- DGAP-News: NASDAQ OMX Welcomes Cimber Sterling Group to the M... 1 Dec 2009 08:57 GMT
... equities, derivatives, debt, commodities, structured products and exchange-traded funds. NASDAQ OMX technology supports the operations ... and periodic reports filed with the U.S. Securities and Exchange Commission. We undertake no obligation to release ...
- DGAP-News: Semi-Annual Review of NASDAQ OMX Carbon Indexes 1 Dec 2009 09:31 GMT
... equities, derivatives, debt, commodities, structured products and exchange-traded funds. NASDAQ OMX technology supports the operations ... and periodic reports filed with the U.S. Securities and Exchange Commission. We undertake no obligation to release ...
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