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U.S. Securities and Exchange Commission & Mutual Fund News Monitoring

  • Published on Mar 13, 2025

    Financial Advisor Eric Weschke Sheds Light on ETFs vs. Mutual Funds, Highlights Surge in Actively Managed ETFs

    SETAUKET, NY, UNITED STATES, March 13, 2025 /⁨EINPresswire.com⁩/ -- Eric Weschke, founder of AdvancedFolio Capital Management, today released an advisory on the differences between Exchange Traded Funds (ETFs) and mutual funds, underscoring the …

    Distribution channels: Banking, Finance & Investment Industry ...
  • Published on Mar 13, 2025

    Cambridge agrees to settle SEC charges for $15M

    Cambridge Investment Research Advisors has reached a nearly $15 million settlement with the SEC over allegations that it breached its fiduciary duties by investing client assets in certain mutual funds and other funds. According to court documents filed …

    Source: Financial Planning - Neutral
  • Published on Mar 13, 2025

    The Motley Fool: Good brokerages

    Ask the Fool: Good brokerages Q: What’s the least expensive brokerage for buying and selling stocks? — H.H., Teaneck, New Jersey A: These days, you’ll find many major brokerages charging nothing per trade. That’s because they can make money in other ways. …

    Source: Upstate Business Journal - South Carolina - Neutral
  • Published on Mar 10, 2025

    Remarks To The 2025 Annual Washington Conference Of The Institute Of International Bankers, Mark T. Uyeda, SEC Acting ...

    Thank you, Beth [Zorc], for the introduction and I appreciate the opportunity to address the Institute of International Bankers’ (IIB) Annual Washington Conference. Convening less than two months after the inauguration of President Trump, it is an …

    Source: Mondovisione - Neutral
  • Published on Mar 12, 2025

    Cboe BZX files Solana ETF application on behalf of Franklin Templeton

    The Chicago Board Options BZX Exchange (Cboe) has submitted an application on behalf of asset manager Franklin Templeton to list a Solana (SOL) exchange-traded fund (ETF) in the United States. According to the March 12 filing, Franklin Templeton’s proposed …

    Source: Coin Telegraph - Neutral
  • Published on Mar 11, 2025

    Report: FINRA 'highly likely' to survive legal assaults

    FINRA may be under attack on constitutional grounds in multiple lawsuits, but a pair of lawyers who track the agency's disciplinary cases say they don't expect it to be dismantled anytime soon. In an annual report released Monday, lawyers from the …

    Source: Financial Planning - Label Pending
  • Published on Mar 12, 2025

    Uphold Review 2025

    Uphold is an intuitive crypto exchange and digital wallet for trading and securing cryptocurrencies, stablecoins, foreign fiat currencies, utility tokens, and precious metals. Business Insider's personal finance team compared Uphold to the best …

    Source: Insider - Neutral
  • Published on Mar 12, 2025

    If You Bought These 10 Nigerian Stocks in 2022, Here’s How Much You’d Have Now

    Nigeria’s stock market has its ups and downs. But if you had put some money in the right stocks in 2022, you might be sitting on millions today. Others? Not so much. So, we looked at how 10 major stocks have performed since 2022. To help you make sense of …

    Source: Zikoko! - Center-left
  • Published on Mar 11, 2025

    VanEck registers the VanEck Avalanche ETF in Delaware

    Official registration documents revealed that VanEck has officially registered the VanEck Avalanche exchange-traded fund (ETF) in Delaware. The global ETF and mutual fund manager said the the ETF was designed to track the performance of Avalanche (AVAX). …

    Source: Cryptopolitan - Uncategorized
  • Published on Mar 12, 2025

    The fall of the star manager

    Western Asset Management Company has seen at least $120 billion leave since the SEC announced its investigation into Ken Leech. The instance highlights key-person risk that the asset management world has been trying to get away from. Franklin Resources has …

    Source: Investment News - Neutral
  • Published on Mar 11, 2025

    Thai cabinet approves measures to support stock market

    PUBLISHED : 11 Mar 2025 at 13:49 Thailand's cabinet on Tuesday approved measures to support the stock market, the finance minister said. The measures include tax incentives for investments in mutual funds focused on sustainability, Pichai Chunhavajira …

    Source: Bangkok Post - Center-right
  • Published on Mar 13, 2025

    RBI rate cut ahead: Axis MF shares view on Indian bond market, answers what should investors do?

    The Indian bond market has been in focus over the past few months as the Reserve Bank of India (RBI) implemented key liquidity measures and rate cuts to support economic growth. While global markets saw heightened volatility, India’s bond market remained …

    Source: The Economic Times - Label Pending
  • Published on Mar 12, 2025

    Grupo Supervielle S.A. (NYSE:SUPV) Q4 2024 Earnings Call Transcript

    Grupo Supervielle S.A. (NYSE:SUPV) Q4 2024 Earnings Call Transcript March 11, 2025 Ana Bartesaghi: Good morning, everyone, and welcome to Grupo Supervielle’s Fourth Quarter and Year End 2024 Earnings Call. I’m Ana Bartesaghi, Treasurer and IRO. Today’s …

    Source: Insider Monkey - Neutral
  • Published on Mar 11, 2025

    Masterworks Review 2025

    Masterworks is an alternative investing platform for non-accredited investors to diversify their portfolios with contemporary art from famous artists like Banksy, George Condo, and Andy Warhol. Business Insider compared Masterworks to the best commodity …

    Source: Insider - Neutral
  • Published on Mar 8, 2025

    Sri Lanka’s Senfin Money Market Fund rating upgraded to ‘AAf(lka)’/’S1(lka)’ by Fitch

    ECONOMYNEXT – Senfin Money Market Fund’s National Fund Credit Quality Rating has been upgraded to ‘AAf(lka)’, from ‘BBBf(lka)’, by Fitch Ratings, and its National Fund Market Risk Sensitivity Rating to ‘S1(lka)’ from ‘S2(lka)’. The fund mainly invests in …

    Source: EconomyNext - Neutral
  • Published on Mar 8, 2025

    Do ETFs Have a Place in 401(k) Plans?

    While the global exchange-traded fund industry will turn 35 years old on March 9, and investors continue to flock to the low-cost investments, it remains to be seen whether ETFs will establish more of a presence in defined contribution retirement plans. …

    Source: PLANSPONSOR - New York - Label Pending
  • Published on Mar 8, 2025

    India’s Inflation Falls to 4.31% in January, Nearing RBI’s 4% Target, Reinforces Case for Potential Rate Cuts: Report

    New Delhi, March 8: India’s inflation fell to 4.31 per cent in January from 5.22 per cent, approaching the RBI’s 4 per cent target after four months above 5 per cent and this trend reinforces the case for potential rate cuts, with the repo rate at 6.25 per …

    Source: Latestly - Uncategorized
  • Published on Mar 8, 2025

    Cooling inflation reinforces case for potential RBI rate cuts: Report

    New Delhi, March 8 : India's inflation fell to 4.31 per cent in January from 5.22 per cent, approaching the RBI's 4 per cent target after four months above 5 per cent and this trend reinforces the case for potential rate cuts, with the repo rate at …

    Source: Prokerala - Label Pending
  • Published on Mar 8, 2025

    SoFi Review: Banking Features, Services, and Benefits Deep Dive

    SoFi® is a great choice if you are comfortable with a fully online banking experience. At SoFi, you're able to save, invest, and explore a variety of loan options. SoFi is one of our top picks for the best online banks. SoFi Banking Overview SoFi is an …

    Source: Business Insider - Neutral
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