OXFORD INSTRUMENTS PLC
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Oxford Instruments PLC
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Ameriprise Financial, Inc. and its group
City and country of registered office (if Minneapolis, USA
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name HSBC Global Custody Nominee (UK) Limited
Nortrust Nominees Limited
Securities Services Nominees Limited
State Street Bank & Trust Boston
State Street Nominees Limited
Vidacos Nominees Limited
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed or 13/11/2017
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 15/11/2017
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuervii
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting 14.084% 0.00% 14.084% 57,373,104
situation on the
date on which
threshold was
crossed or reached
Position of 13.156% 0.00% 13.156%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109/ 2004/109/EC) (DTR5.1) Directive 2004/
109/EC) (DTR5.1) EC) (DTR5.2.1) 109/EC)
(DTR5.2.1)
GB0006650450 38,345 8,042,016 0.067% 14.017%
SUBTOTAL 8. A 8,080,361 14.084%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument datex Conversion Periodxi that may be acquired if rights
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial datex Conversion settlementxii voting rights rights
instrument Period xi
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting rights if it % of voting rights Total of both if it
equals or is higher than through financial equals or is higher
the notifiable threshold instruments if it than the notifiable
equals or is higher threshold
than the notifiable
threshold
Ameriprise Financial, % % %
Inc.
Ameriprise International % % %
Holdings GmbH
Threadneedle Asset % % %
Management Holdings SARL
Threadneedle Holdings % % %
Limited
TAM UK Holdings Limited % % %
Threadneedle Asset % % %
Management Holdings
Limited
TC Financing Limited % % %
Threadneedle Asset 14.084% % 14.084%
Management Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be N/A
held
11. Additional informationxvi
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited,
which is itself wholly owned by Threadneedle Asset Management Holdings Limited,
which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly
owned by Threadneedle Holdings Limited, which is itself wholly owned by
Threadneedle Asset Management Holdings SARL, which is itself wholly owned by
Ameriprise International Holdings GmbH, which is itself wholly owned by
Ameriprise Financial, Inc.
12 Contact name: Susan Johnson-Brett, Oxford Instruments plc
13. Contact telephone number: 01865 393324
LEI number of Oxford Instruments plc: 213800J364EZD6UCE231
Classification: Major shareholding notifications
OXFORD INSTRUMENTS PLC : - Holding(s) in Company
November 16, 2017 at 04:24 am EST
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© PRNewswire - 2017
